ESOP Series Module 7: Legal & Regulatory Considerations
Available Until
TBD
1.0 Credits
Member Price $49.00
Non-Member Price $59.00
Overview
At the end of this module, participants will be able to ensure adherence to compliance and legal obligations concerning employee ownership, navigate the documentation and regulatory filings specific to different employee ownership forms, and establish mechanisms for maintaining ongoing legal compliance in employee-owned businesses.
Highlights
- Documentation & Forms
- Filing Procedures
- Ongoing Compliance
Prerequisites
None
Designed For
Financial professionals who work with small business owners and advisors who lead or work on an owner’s team of business succession planning professionals.
Objectives
- Compliance and legal requirements for employee ownership
- Documentation and regulatory filings for different employee ownership forms
- Ensuring ongoing legal compliance for employee
- owned businesses
Preparation
None
Non-Member Price $59.00
Member Price $49.00