Internal Control Evaluation and Sampling

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1.0 Credits

In this new CPE course, you will explore the knowledge and skills necessary to assess the employee benefit plan's system of internal controls. Learn how to identify the plan controls needed to achieve the engagement objectives. Assessing internal controls also includes the knowledge and skills necessary to work with SOC 1 reports in these types of engagements.


  • Assess the client's system of internal control
  • Evaluate and utilize a sampling method for testing and analyze information

Major Topics

  • System of internal controls
  • Sampling methods common to EBP audits
  • Use of a SOC 1 report

Designed For

Auditors from small to large firms interested in enhancing their intermediate to advanced competencies in employee benefit plan auditing

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