Engagement Planning - Engagement Risk

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1.5 Credits

In this new CPE course, you will explore risks in an employee benefit plan audit from different angles. Assessing risk in the planning stage of an EBP audit creates the appropriate plan and necessary responses to identified risks during the audit work. This course will take you through exercises in EBP audit planning related to risk assessment including unresolved compliance issues.


  • Assess and categorize engagement risks including unresolved compliance issues.

Major Topics

  • Risk assessment
  • Compliance issues

Designed For

Auditors from small to large firms interested in enhancing their intermediate to advanced competencies in employee benefit plan auditing.

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