Mobile Edition

Documenting Your EBP Audit: What You Need to Know (AIDYEA06)

Date:Monday, September 9, 2019
Time:10:30AM - 6:30 PM
(Registration at 10:00AM)
Facility:Webcast or Webinar, Online
CPE Credit:8.0 Accounting and Auditing
Instructor: Alice Evans
Course Level:Basic
Early Bird Price:$279.00 FICPA Members, $349.00 Non-Members


New ways to think about your audit documentation Employee benefit plans are a unique entity, and the performance of audit procedures will involve testing items that are not typically tested in audits of other types of entities. Even experienced auditors may find it difficult to ascertain exactly what documentation is sufficient. Real examples and real solutions We'll tackle the areas in EBP audits that need detailed documentation to support the audit conclusions


 Recognize areas in employee benefit plan audits that lead to documentation deficiencies.

 Recall how to document risk assessments in an EBP audit.

 Identify the aspects of documentation that provide audit evidence.

Major Topics:

Key topics

 Audit planning

 Toolkit items for an EBP Auditor

 Documentation best practices for the statement of net assets available for benefits

 Key audit areas in the statement of changes in net assets available for benefits

 Participant data and participant accounts

Who Should Attend:


If listed below, select the appropriate sessions or options to continue with your purchase.

Registration Status: CLOSED - Online registration for this course is now closed. Please contact the Member Service Center at (800) 342-3197 if you wish to inquire about registering.