Mobile Edition

Documenting Your EBP Audit: What You Need to Know (AIDYEA01)

Date:Wednesday, April 11, 2018
Time:9:00 AM - 5:00 PM
(Registration at 8:30 AM)
Facility:Webcast or Webinar, Online
CPE Credit:8.0 Accounting and Auditing
Course Level:Basic
Early Bird Price:$249.00 FICPA Members, $319.00 Non-Members


Due to the uniqueness of auditing employee benefit plans, it is important you understand compliance requirements and know auditing guidance. Yet, pairing these two together and keeping track of all the needed documentation can be challenging. This webcast will provide you with various working paper examples which will assist you in understanding specialized audit procedures and the documentation necessary to perform an audit in accordance with the applicable standards. You will work through the testing of audit areas such as participant data, contributions and contributions receivable, benefit payments, parties in interest and prohibited transactions, subsequent events, commitment and contingencies, and administrative expenses. Throughout this webcast, you will participate in group exercises to understand what is required for documenting your audit procedures. You will also gain knowledge of key audit deficiencies and have a stronger understanding of the audit reporting requirements, financial statements including note disclosures and the communications to those charged with governance.


LEARNING OBJECTIVES When you complete this webcast, you will be able to:

Identify audit areas unique to employee benefit plans.

Recall procedures for the specialized audit areas.

Recognize the documentation necessary to perform a quality audit.

 Distinguish between the documentation requirements on an employee benefit plan audit compared to a financial statement audit.

Who Should Attend:
Auditors providing employee benefit audit and accounting services


If listed below, select the appropriate sessions or options to continue with your purchase.

Registration Status: CLOSED - Online registration for this course is now closed. Please contact the Member Service Center at (800) 342-3197 if you wish to inquire about registering.