Mobile Edition

Audits of 401(k) Plans (AIAOP02)

Date:Tuesday, January 9, 2018
Time:9:00 AM - 5:00 PM
(Registration at 8:30 AM)
Facility:Webcast or Webinar, Online
CPE Credit:8.0 Accounting and Auditing
Instructor: Randy Dummer, CPA
Course Level:Basic
Early Bird Price:$249.00 FICPA Members, $319.00 Non-Members


Since 401(k) plans make a popular option for employee benefit plans, auditors of employee benefit plans must have the proper skills to audit these plans effectively. You will work through how to audit a 401(k) plan and prepare financial statements that satisfy ERISA and SEC requirements. Tap into ways to plan and conduct 401(k) audits more efficiently and effectively, and understand the differences between 401(k) audits and other employee benefit plan audits.


LEARNING OBJECTIVES When you complete this webcast, you will be able to:

 Recognize the requirements for 401(k) audits to distinguish between audits of other types of employee benefit plans and 401(k) audits.

Identify efficient and effective ways to plan and conduct 401(k) audits.

Recognize new developments affecting 401(k) audits.

Major Topics:


Background of 401(k) audits

Audit planning and pre-engagement activities

Internal control considerations

Auditing the statement of net assets available for benefits

Auditing the statement of changes in net assets available for benefits

Other auditing considerations

The auditor's report

Financial statement disclosures

Supplemental schedules

Who Should Attend:
Auditors of employee benefit plans, accountants in business and industry


If listed below, select the appropriate sessions or options to continue with your purchase.

Registration Status: CLOSED - Online registration for this course is now closed. Please contact the Member Service Center at (800) 342-3197 if you wish to inquire about registering.