Mobile Edition

Mitigating Fraud Engagement Risk for Nonaudit Practitioners (4172873D)

Date:Wednesday, March 21, 2018
Time:3:30 PM - 7:00 PM
(Registration at 3:00 PM)
Facility:Webcast or Webinar, Online
CPE Credit:4.0 Accounting and Auditing
Instructor: Thomas E. Noce
Vendor:California CPA Education Foundation
Course Level:Intermediate
Early Bird Price:$120.00 FICPA Members, $180.00 Non-Members


Fraud is not just for auditors anymore. Learn how professional standards relate to a CPA's responsibility to detect fraud when preparing all levels of financial statements. Maximize value to clients by learning effective loss-prevention strategies based on real-life examples; identify potential problem areas; develop a prevention plan; and use the necessary tools and techniques needed to minimize the loss of any client-initiated legal claims.

  • Identify the professional standards related to fraud.
  • Recognize red flags of fraud and understand the fraud triangle. 
  • Determine how to best detect, prevent and respond to fraud.
  • Recognize types of fraud risks facing nonaudit practitioners.
  • Identify available loss prevention tools.

Major Topics:
  • Common fraudulent financial reporting and asset misappropriation schemes.
  • Ongoing expectation gap: professional standards vs. jury expectations.
  • Simple and effective controls that will guard clients' assets from misappropriation and how to communicate these controls.
  • Available loss prevention tools and techniques that help minimize a practitioner's risk of loss from client-initiated negligence claims.

Who Should Attend:

CPAs and others interested in gaining insight into fraud and investigating the resources available to mitigate the risks that fraud presents.

Exposure to the discussion topics is beneficial but not critical.

Advanced Preparation:


If listed below, select the appropriate sessions or options to continue with your purchase.

Registration Status: CLOSED - Online registration for this course is now closed. Please contact the Member Service Center at (800) 342-3197 if you wish to inquire about registering.