Audits of 401(k) Plans (AFKP00)

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Date:Wednesday, November 05, 2014
Time:8:30am - 4:30pm (Registration at 8:00am )
Facility:Holiday Inn Miami International, Miami Springs
CPE Credit:8 Accounting and Auditing
Instructor: Randy Dummer, CPA
Subject:Auditing, Administrative Practice
Course Level:Basic

This course focuses on the special issues related to accounting, auditing and reporting on 401(k) employee benefit plans. The requirements of ERISA and SEC are explored as the materials demonstrate ways to plan and conduct an efficient and effective audit of 401 (k) plans.

This course provides participants with the requirements for 401(k) plan audits as distinguished from audits of other types of employee benefit plans

Major Topics:
  • Voice Response Recordkeeping Systems
  • New Developments
  • Preparing the Auditor's Report
  • Financial Statement Disclosures
  • Supplementary Schedules
  • Fair Value Measurement
  • Fraud and Other Risks

Who Should Attend:
Auditors of employee benefit plans, accountants in business and industry, responsible for company benefits, accountants employed by banks and insurance companies



FICPA Seminar EZMaterials! Instead of picking up paper manuals at the event, you’ll be able to download the EZMaterials as searchable PDFs to your laptop, tablet or other device seven days before the event. For an additional fee you may choose to purchase a hardcopy of the seminar manuals. If requested during registration at least eight days prior to the course, your hardcopy will be available for pickup at the event. Click here for more information.


Early Bird Price: $280 FICPA Members, $405 Non-Members

Regular Price on 10/27/2014: $335 FICPA Members, $460 Non-Members

AICPA Discount: ($30)

Wednesday, November 5, 2014
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I will download the EZMaterials electronic course manual

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